Information Collection

Rule 17a-5(c): Non-exempt firms sending balance sheet to the SEC

IC 214424 under ICR 201412-3235-018 · OMB 3235-0199.

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Information Collection (IC) Details

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IC Title:	Rule 17a-5(c): Non-exempt firms sending balance sheet to the SEC	Agency IC Tracking Number:	270-199

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-5(c)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 43	Number of Respondents for Small Entity: 7

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	86	86
Annual IC Time Burden (Hours)	15	15
Annual IC Cost Burden (Dollars)	0	0

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