Information Collection

Transfer Agents conducting searches and reporting

IC 35178 under ICR 201302-3235-001 · OMB 3235-0469.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0469 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	Transfer Agents conducting searches and reporting	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ad-17

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 500	Number of Respondents for Small Entity: 50

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 90 %

	Approved	Program Change Due to New Statute	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,000,000	2,000,000	-2,432	2,432
Annual IC Time Burden (Hours)	33,333	33,333	-3,040	3,040
Annual IC Cost Burden (Dollars)	0	0	-3,297,792	3,297,792

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.