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<BODY><PRE>[Federal Register Volume 78, Number 10 (Tuesday, January 15, =
2013)]
[Notices]
[Pages 3015-3019]
From the Federal Register Online via the Government Printing Office [<A =
href=3D"http://www.gpo.gov/">http://www.gpo.gov/</A>]
[FR Doc No: 2013-00603]


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DEPARTMENT OF HOMELAND SECURITY

Office of the Secretary

[Docket No. DHS-2012-0034]


Privacy Act of 1974; U.S. Customs and Border Protection; DHS/CBP-
004-Intellectual Property Rights e-Recordation and Search Systems,=20
System of Records

AGENCY: Department of Homeland Security, Privacy Office.

ACTION: Notice of Privacy Act system of records.

-----------------------------------------------------------------------

SUMMARY: In accordance with the Privacy Act of 1974, the Department of=20
Homeland Security, U.S. Customs and Border Protection proposes to=20
establish a new system of records titled, ``U.S. Customs and Border=20
Protection, DHS/CBP-004-Intellectual Property Rights e-Recordation and=20
Search Systems System of Records.'' This system of records allows the=20
Department and CBP to collect and maintain records on copyrights,=20
trademarks, and trade names that the respective owners have applied to=20
have recorded with CBP. In addition, the Department is issuing a Notice=20
of Proposed Rulemaking elsewhere in the Federal Register to exempt this=20
system of records from certain provisions of the Privacy Act. This=20
newly established system will be included in the Department's inventory=20
of record systems.

DATES: Submit comments on or before February 14, 2013. This new system=20
will be effective February 14, 2013.

ADDRESSES: You may submit comments, identified by docket number DHS-
2012-034 by one of the following methods:
    <BULLET> Federal e-Rulemaking Portal: <A =
href=3D"http://www.regulations.gov/">http://www.regulations.gov/</A>.=20
Follow the instructions for submitting comments.
    <BULLET> Fax: 202-343-4010.
    <BULLET> Mail: Jonathan R. Cantor, Acting Chief Privacy Officer,=20
Privacy Office, Department of Homeland Security, Washington, DC 20528.
    Instructions: All submissions received must include the agency name=20
and docket number for this rulemaking. All comments received will be=20
posted without change to <A =
href=3D"http://www.regulations.gov/">http://www.regulations.gov/</A>, =
including any=20
personal information provided.
    Docket: For access to the docket to read background documents or=20
comments received, visit <A =
href=3D"http://www.regulations.gov/">http://www.regulations.gov/</A>.

FOR FURTHER INFORMATION CONTACT: For general questions, please contact:=20
Laurence E. Castelli, 202-325-0280, CBP Privacy Officer, Office of=20
International Trade/Regulations and Rulings, U.S. Customs and Border=20
Protection, Mint Annex, 799 9th Street NW., Washington, DC 20229-1177.=20
For privacy issues, please contact: Jonathan R. Cantor, 202-343-1717,=20
Acting Chief Privacy Officer, Privacy Office, Department of Homeland=20
Security, Washington, DC 20528.

SUPPLEMENTARY INFORMATION:

I. Background

    In accordance with the Privacy Act of 1974, 5 U.S.C. 552a, the=20
Department of Homeland Security (DHS), U.S. Customs and Border=20
Protection (CBP) proposes to establish a new DHS system of records=20
titled, ``DHS/CBP-004-Intellectual Property Rights e-Recordation and=20
Search Systems System of Records.''
    The Intellectual Property Rights e-Recordation and Search Systems=20
(IPRRSS) collect, use, and maintain records related to intellectual=20
property rights recordations and their owners. The purpose of IPRRSS is=20
to aid in the enforcement of intellectual property rights by making=20
intellectual property recordations available to the public and to CBP=20
officials.
    IPRRSS collectively encompasses three separate systems. The first=20
system is the online Intellectual Property Rights e-Recordation (IPRR)=20
system, which allows intellectual property owners to submit=20
applications for trademark and copyright recordations. The IPRR system=20
shares information with the public Intellectual Property Rights Search=20
(IPRS) system and the CBP Intellectual Property Rights Internal Search=20
(IPRiS) system. Because CBP may collect personally identifiable=20
information (PII) about intellectual property rights holders, their=20
agents, or their licensees in IPRR, IPRS, and IPRiS (collectively=20
IPRRSS), CBP is providing the public notice about how CBP collects,=20
uses, and maintains records related to intellectual property rights=20
recordations.
    The authority for this system derives from Section 42 of the Lanham=20
Act (Trademark Act of 1946), as amended, 15 U.S.C. 1124; Sections 101=20
and 602 through 603 of the Copyright Act of 1976, as amended, 17 U.S.C.=20
101, 602-603; and Sections 526, 595a, and 624 of the Tariff Act of=20
1930, as amended, 19 U.S.C. 1526, 1595a, and 1624. The cited sections=20
provide that intellectual property rights owners may submit information=20
to CBP to enable CBP officials to identify infringing articles at the=20
borders and prevent the importation of counterfeit or pirated=20
merchandise. Owners seeking to have merchandise excluded from entry=20
must provide proof to CBP of the validity of the intellectual property=20
rights they seek to protect.
    Pursuant to the Independent Offices Appropriations Act of 1952, 31=20
U.S.C. 9701, and regulations at 19 CFR 133.3, 133.13, and 133.33,=20
intellectual property rights owners or their agents must pay a fee when=20
they apply for the recordation with CBP of their trademark, trade name,=20
or copyright. Through IPRR's web-based interface, the user will be=20
prompted through several steps that capture the user's required=20
application information. Once the applicant has entered all required=20
application information, IPRR will guide the applicant through a series=20
of prompts seeking his/her billing name, billing address, and credit=20
card information. IPRR forwards this payment information to <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> for=20
payment processing, and the applicant name and an IPRR tracking number=20
to the DHS/CBP-003 Credit/Debit Card Data System (CDCDS) System of=20
Records for payment reconciliation. <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> sends a nightly activity=20
file, including the last four digits of the credit card, authorization=20
number, billing name, billing address, IPRR

[[Page 3016]]

tracking number, and <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> tracking numbers to CDCDS. <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> also=20
sends a daily batch file with the necessary payment information to a=20
commercial bank for settlement processing. After processing, the=20
commercial bank sends a settlement file, including the full credit card=20
number, authorization number, card type, transaction date, amount, and=20
IPRR tracking number to CDCDS. Once IPRR receives confirmation from=20
<A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> that the payment has been processed successfully, IPRR will=20
retain the <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> tracking number for payment reconciliation purposes=20
in accordance with the CDCDS system of records retention schedule.
    When an applicant enters the registration number of a copyright or=20
trademark he or she would like to record with CBP, the IPRR system must=20
receive a positive match response from the U.S. Patent and Trademark=20
Office (USPTO) and U.S. Copyright Office Web sites in order for the=20
application to proceed. Only the registration number is shared with the=20
USPTO and U.S. Copyright Office Web sites. If the registration number=20
entered in IPRR does not match an entry in either of these Web sites,=20
the applicant cannot record their trademark or copyright with CBP. Once=20
a positive match response is received from these systems, certain=20
fields in the application are automatically populated with public data=20
taken directly from the U.S. Copyright Office or USPTO Web sites. All=20
of the information copied from the U.S. Copyright Office or U.S. Patent=20
and Trademark Office Web sites is publicly available at <A =
href=3D"http://www.uspto.gov/">http://www.uspto.gov/</A>=20
and <A href=3D"http://www.copyright.gov/">http://www.copyright.gov/</A>.
    The public may search for trademark, trade name, and copyright=20
information in IPRS, the public facing portion of this system of=20
records. The IPRS database collects and retains only a portion of the=20
information entered by the right holder in IPRR, such as the name,=20
address, and phone number of the right holder or representative, along=20
with a text description of the recorded trademark or copyright. This=20
information allows retailers, consumers, and other businesses to=20
contact the right owner to ensure that they are not obtaining goods=20
that infringe on the owner's intellectual property rights.
    CBP and U.S. Immigration and Customs Enforcement (ICE) officials=20
have access to IPRiS to assist in the enforcement of intellectual=20
property rights. IPRiS provides a central searchable database of all=20
trademark, trade name, and copyright recordation information. IPRiS=20
contains the same information as IPRS, but with additional fields=20
containing confidential information submitted by the right holder,=20
including the names of entities who have used the trademark or=20
copyright, the country of manufacture of merchandise, images of the=20
recorded trademark or copyright, lists of licensees, and any additional=20
information relating to enforcement of the intellectual property right.=20
Only CBP and ICE officials may search IPRiS.
    Only a few users within CBP have access to an administrative=20
interface to process IPRR recordations. Those authorized CBP users with=20
administrative access process the renewals of existing trademark and=20
copyright recordations, trade name recordations, and information about=20
ownership changes or cancellations.
    Consistent with DHS' information-sharing mission, information=20
stored in the DHS/CBP-004-Intellectual Property Rights e-Recordation=20
and Intellectual Property Rights Search Systems may be shared with=20
other DHS components with a need to know the information. In addition=20
these records may be shared with appropriate federal, state, local,=20
tribal, territorial, foreign, or international government agencies so=20
long as the recipient has a need to know the information to carry out=20
functions consistent with the routine uses set forth in this system of=20
records notice (SORN).
    In addition, DHS is issuing a Notice of Proposed Rulemaking=20
elsewhere in the Federal Register to exempt certain portions of this=20
system of records from specific provisions of the Privacy Act. DHS is=20
not exempting any data in IPRRSS regarding an individual's application=20
for recordation of his or her trademark, trade name, or copyright. This=20
system of records may contain records or information pertaining to the=20
accounting of disclosures made from IPRRSS to other national security,=20
law enforcement, or intelligence agencies (federal, state, local,=20
foreign, international or tribal) in accordance with the published=20
routine uses or statutory basis for disclosure under 5 U.S.C. 552a(b).=20
For the accounting of these disclosures only, in accordance with 5=20
U.S.C. 552a(j)(2), DHS will claim exemptions for these records or=20
information. In addition, the system may contain records or information=20
pertaining to individuals who may have used an intellectual property=20
right without the owner's authorization. For information or records=20
pertaining to the unauthorized use of intellectual property rights, in=20
accordance with 5 U.S.C. 552a(k)(2), DHS will claim exemptions for=20
these records or information.
    This newly established system of records will be included in DHS's=20
inventory of record systems.

II. Privacy Act

    The Privacy Act embodies fair information practice principles in a=20
statutory framework governing the means by which the federal government=20
collects, maintains, uses, and disseminates personally identifiable=20
information. The Privacy Act applies to information that is maintained=20
in a ``system of records.'' A ``system of records'' is a group of any=20
records under the control of an agency from which information is=20
retrieved by the name of an individual or by some identifying number,=20
symbol, or other identifying particular assigned to the individual. In=20
the Privacy Act, an individual is defined to encompass U.S. citizens=20
and lawful permanent residents. As a matter of policy, DHS extends=20
administrative Privacy Act protections to all persons, regardless of=20
citizenship, where systems of records maintain information on U.S.=20
citizens, lawful permanent residents, and visitors.
    Below is the description of the DHS/CBP-004-Intellectual Property=20
Rights e-Recordation and Search Systems, System of Records.
    In accordance with 5 U.S.C. 552a(r), DHS has provided a report of=20
this system of records to the Office of Management and Budget and to=20
Congress.

System of Records:
DHS/CBP-004

System name:
    U.S. Customs and Border Protection, Intellectual Property Rights e-
Recordation and Search Systems (IPRRSS).

Security classification:
    Unclassified, sensitive.

System location:
    Records are maintained at the U.S. Customs and Border Protection=20
Headquarters in Washington, DC and field offices.

Categories of individuals covered by the system:
    The individuals included in the system include the owners of the=20
trademark, trade name, or copyright; former owners of the trademark,=20
trade name, or copyright; agents or representatives applying on behalf=20
of the intellectual property right owners; contact persons; individuals=20
authorized to use the trademark, trade name, or copyright; and other=20
individuals who

[[Page 3017]]

are alleged to have infringed on the trademark, trade name, or=20
copyright. For trade names, the system may include individuals who are=20
not associated with or related to the trade name applicant, but who=20
have actual knowledge and state that the applicant used the trade name,=20
that the applicant is the only one who may use the trade name, and that=20
the trade name is not identical or confusingly similar to another=20
trademark or trade name used in connection with the same class or kind=20
of merchandise. See 19 CFR 133.13. For copyrights, the names of the=20
performers in the copyrighted work may be included. The photographs may=20
include an individual modeling the trademark or copyrighted work, or an=20
individual depicted in the copyrighted work.

Categories of records in the system:
    The categories of records in the system include, but are not=20
limited to:

    <BULLET> Full name (first, middle, and last).
    <BULLET> Address (country, city, state and zip code).
    <BULLET> Telephone number.
    <BULLET> Fax number.
    <BULLET> Email address.
    <BULLET> Citizenship.
    <BULLET> Relationship to trademark, copyright, or trade name owner.
    <BULLET> USPTO or U.S. Copyright Office registration number.
    <BULLET> Description of registered trademark or registered=20
copyright.
    <BULLET> Date of issuance of trademark or copyright registration.
    <BULLET> Country of manufacture of goods bearing the genuine=20
trademark, or genuine copies or phonorecords of the protected work.
    <BULLET> Names of all parties authorized to use the trademark,=20
trade name, or copyright, and the nature of the relationship to the=20
owner.
    <BULLET> Names of any parties, foreign or domestic, who use or=20
claim the trademark, trade name, or copyright, and a description of=20
those uses or claims.
    <BULLET> Filing date of trademark registration.
    <BULLET> If the trademark being registered is a standard character=20
mark.
    <BULLET> Date of expiration of the USPTO registration.
    <BULLET> Supplemental information concerning the trademark (e.g.,=20
type of mark or design code category).
    <BULLET> International class of goods covered by the USPTO=20
registration and the specific products entitled to protection.
    <BULLET> Title of copyrighted work.
    <BULLET> Foreign title of the copyrighted work.
    <BULLET> IPRR tracking number.
    <BULLET> <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> payment tracking number.
    <BULLET> Up to five digital images of the protected mark or=20
copyrighted work.

Authority for maintenance of the system:
    The authority for this system derives from section 42 of the Lanham=20
Act (Trademark Act of 1946), as amended, 15 U.S.C. 1124; sections 101=20
and 602 through 603 of the Copyright Act of 1976, as amended, 17 U.S.C.=20
101, 602-603; and sections 526, 595a, and 624 of the Tariff Act of=20
1930, as amended, 19 U.S.C. 1526, 1595a, and 1624; the Independent=20
Offices Appropriations Act, 1952, 31 U.S.C. 9701; and regulations at 19=20
CFR 133.3, 133.13, and 133.33.

Purpose(s):
    The purpose of this system is to collect and maintain information=20
on valid trademarks, trade names, and copyrights, to enable CBP=20
officials to identify at the border merchandise that infringes on=20
registered trademarks, registered copyrights, or trade names. IPRRSS=20
collection encompasses three separate systems. The Intellectual=20
Property Rights e-Recordation (IPRR) system allows intellectual=20
property owners to submit applications for trademark and copyright=20
recordations. The IPRR system shares information with two other CBP=20
intellectual property search systems: The public Intellectual Property=20
Rights Search (IPRS) system, and the Intellectual Property Rights=20
Internal Search (IPRiS) system. IPRS provides a web-based search engine=20
for the public to research trademark, trade name, and copyright=20
recordations. IPRiS is used to assist CBP and Immigration and Customs=20
Enforcement (ICE) in enforcing copyrights, trademarks, and trade names.
    The <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> tracking number (associated with the payment=20
information provided to <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> and stored in DHS/CBP-003 Credit/Debit=20
Card Data System (CDCDS)) will be used to process application fees and=20
to reconcile issues regarding payment between CDCDS and <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A>.=20
Payment information, such as credit card numbers or account=20
information, will not be used for determining recordation in IPRS or=20
IPRiS, and is stored in a separate system (CDCDS) from the IPRR=20
application data.

Routine uses of records maintained in the system, including categories=20
of users and the purposes of such uses:
    In addition to those disclosures generally permitted under 5 U.S.C.=20
552a(b) of the Privacy Act, all or a portion of the records or=20
information contained in this system may be disclosed outside DHS as a=20
routine use pursuant to 5 U.S.C. 552a(b)(3) as follows:
    A. To the Department of Justice (DOJ), including U.S. Attorney=20
Offices, or other federal agency conducting litigation or in=20
proceedings before any court, adjudicative or administrative body, when=20
it is necessary or relevant to the litigation and one of the following=20
is a party to the litigation or has an interest in such litigation:
    1. DHS or any component thereof;
    2. Any employee of DHS in his/her official capacity;
    3. Any employee of DHS in his/her individual capacity where DOJ or=20
DHS has agreed to represent the employee; or
    4. The United States or any agency thereof.
    B. To a congressional office from the record of an individual in=20
response to an inquiry from that congressional office made pursuant to=20
a written Privacy Act waiver at the request of the individual to whom=20
the record pertains.
    C. To the National Archives and Records Administration (NARA) or=20
General Services Administration pursuant to records management=20
inspections being conducted under the authority of 44 U.S.C. 2904 and=20
2906.
    D. To an agency or organization for the purpose of performing audit=20
or oversight operations as authorized by law, but only such information=20
as is necessary and relevant to such audit or oversight function.
    E. To appropriate agencies, entities, and persons when:
    1. DHS suspects or has confirmed that the security or=20
confidentiality of information in the system of records has been=20
compromised;
    2. DHS has determined that as a result of the suspected or=20
confirmed compromise there is a risk of harm to economic or property=20
interests, identity theft or fraud, or harm to the security or=20
integrity of this system or other systems or programs (whether=20
maintained by DHS or another agency or entity) or harm to the=20
individuals that rely upon the compromised information; and
    3. The disclosure made to such agencies, entities, and persons is=20
reasonably necessary to assist in connection with DHS's efforts to=20
respond to the suspected or confirmed compromise and prevent, minimize,=20
or remedy such harm.
    F. To contractors and their agents, grantees, experts, consultants,=20
and others performing or working on a contract, service, grant,=20
cooperative agreement, or other assignment for DHS, when necessary to=20
accomplish an agency function related to this system of records.=20
Individuals provided

[[Page 3018]]

information under this routine use are subject to the same Privacy Act=20
requirements and limitations on disclosure as are applicable to DHS=20
officers and employees.
    G. To appropriate federal, state, tribal, local, or foreign=20
governmental agencies or multilateral governmental organizations=20
responsible for investigating or prosecuting the violations of, or for=20
enforcing or implementing, a statute, rule, regulation, order, or=20
license, where CBP believes the information would assist enforcement of=20
applicable civil or criminal laws.
    H. To the U.S. Copyright Office or U.S. Patent and Trademark=20
Office, to confirm that the applicant has a registered copyright or a=20
registered trademark.
    I. To <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A>, for payment processing and payment reconciliation=20
purposes.
    J. To members of the public, through IPRS, a portion of the=20
intellectual property rights information, such as the name, address,=20
and phone number of the intellectual property right owner and the=20
owner's representative; and a description of the recorded trademark,=20
trade name, or copyright. The intellectual property right owner=20
consents to disclosing this portion of information in IPRS upon=20
application for recordation, and the public information in IPRS does=20
not include trade secrets, business proprietary information, or=20
information about enforcement.
    K. To the news media and the public, with the approval of the Chief=20
Privacy Officer in consultation with counsel, when there exists a=20
legitimate public interest in the disclosure of the information or when=20
disclosure is necessary to preserve confidence in the integrity of DHS=20
or is necessary to demonstrate the accountability of DHS's officers,=20
employees, or individuals covered by the system, except to the extent=20
it is determined that release of the specific information in the=20
context of a particular case would constitute an unwarranted invasion=20
of personal privacy.

Disclosure to consumer reporting agencies:
    None.

Policies and practices for storing, retrieving, accessing, retaining,=20
and disposing of records in the system:
Storage:
    Records in this system are stored electronically or on paper in=20
secure facilities in a locked drawer behind a locked door. The records=20
are stored on magnetic disc, tape, digital media, and CD-ROM.

Retrievability:
    Authorized CBP officials may retrieve information in IPRiS by the=20
data elements supplied by the applicant. The public may search the non-
confidential records in IPRS by keyword and Boolean operators, and may=20
limit the search by title, product, description, owner, contact name,=20
firm name, recordation number, or agency registration number; the=20
public may also filter the search by trademarks, copyrights, trade=20
names, exclusion orders, or whether the recordation has expired.

Safeguards:
    Records in this system are safeguarded in accordance with=20
applicable rules and policies, including all applicable DHS automated=20
systems security and access policies. Strict controls have been imposed=20
to minimize the risk of compromising the information that is being=20
stored. Access to the computer system containing the records in this=20
system is limited to those individuals who have a need to know the=20
information for the performance of their official duties and who have=20
appropriate clearances or permissions.

Retention and disposal:
    CBP will retain expired recordations, which have not been renewed,=20
for seven years after the date of expiration. NARA guidelines for=20
retention and archiving of data will apply to IPRR, IPRS, and IPRiS;=20
CBP is in negotiation with NARA for approval of the IPRRSS data=20
retention and archiving plan.
    Payment information is not stored in IPRR, IPRiS or IPRS, but is=20
forwarded to <A =
href=3D"http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/html/Pay.gov">Pay.gov<=
/A> and stored in CBP's financial processing system,=20
CDCDS, pursuant to the DHS/CBP-003, CDCDS system of records notice.

System Manager and address:
    Director, Office of Automated Systems, U.S. Customs and Border=20
Protection, 1300 Pennsylvania Avenue NW., Washington, DC 20229.

Notification procedure:
    The Secretary of Homeland Security has exempted portions of this=20
system of records from the notification, access, and amendment=20
procedures of the Privacy Act because the records may be used for law=20
enforcement purposes. No exemption shall be asserted with respect to=20
information maintained in the systems as it relates to data submitted=20
by or on behalf of the owner of the trademark, trade name, or=20
copyright, except with respect to information about individuals who are=20
alleged to have infringed on the trademark, trade name, or copyright.=20
DHS/CBP will consider individual requests to determine whether or not=20
information may be released. Thus, individuals seeking notification of=20
and access to any record contained in this system of records, or=20
seeking to contest its content, may submit a request in writing to the=20
CBP FOIA Officer whose contact information can be found at <A =
href=3D"http://www.dhs.gov/foia">http://www.dhs.gov/foia</A> under =
``contacts.'' If an individual believes more=20
than one component maintains Privacy Act records concerning him or her=20
the individual may submit the request to the Chief Privacy Officer and=20
Chief Freedom of Information Act Officer, Department of Homeland=20
Security, 245 Murray Drive SW., Building 410, STOP-0655, Washington, DC=20
20528.
    When seeking records about yourself from this system of records or=20
any other Departmental system of records your request must conform with=20
the Privacy Act regulations set forth in 6 CFR part 5. You must first=20
verify your identity, meaning that you must provide your full name,=20
current address and date and place of birth. You must sign your=20
request, and your signature must either be notarized or submitted under=20
28 U.S.C. 1746, a law that permits statements to be made under penalty=20
of perjury as a substitute for notarization. While no specific form is=20
required, you may obtain forms for this purpose from the Chief Privacy=20
Officer and Chief Freedom of Information Act Officer, <A =
href=3D"http://www.dhs.gov/">http://www.dhs.gov/</A> or 1-866-431-0486. =
In addition you should:
    <BULLET> Explain why you believe the Department would have=20
information on you;
    <BULLET> Identify which component(s) of the Department you believe=20
may have the information about you;
    <BULLET> Specify when you believe the records would have been=20
created; and
    <BULLET> Provide any other information that will help the FOIA=20
staff determine which DHS component agency may have responsive records.
    If your request seeks records pertaining to another living=20
individual, you must also include a statement from that individual=20
certifying his/her agreement for you to access his/her records. Without=20
the information specified above, the component(s) may not be able to=20
conduct an effective search, and your request may be denied due to lack=20
of specificity or lack of compliance with applicable regulations.

Record access procedures:
    See ``Notification procedure'' above.

[[Page 3019]]

Contesting record procedures:
    See ``Notification procedure'' above.

Record source categories:
    Records are obtained primarily from the individual submitting the=20
application for recordation of the trademark, trade name, or copyright.=20
If the applicant provides a registered trademark number, the USPTO Web=20
site will provide automatically supplemental information concerning the=20
trademark, the USPTO registration number, the international class of=20
goods covered by the registration and the specific products entitled to=20
protection, the date the owner filed the registration application, and=20
the date it issued the trademark registration. If the applicant=20
provides a registered copyright, the U.S. Copyright Office Web site=20
will provide automatically the title of the copyrighted work, the U.S.=20
Copyright Office registration number, the date it issued the copyright=20
registration, and the name of the copyright owner.

Exemptions claimed for the system:
    CBP will not assert any exemptions with respect to information in=20
the systems submitted by the intellectual property right owner or the=20
owner's representative, except with respect to information about=20
individuals who are alleged to have infringed on the trademark, trade=20
name, or copyright. Information in the system pertaining to persons=20
alleged to have infringed on an intellectual property right may be=20
shared with national security, law enforcement, or intelligence=20
agencies pursuant to the above routine uses. The Privacy Act requires=20
DHS to maintain an accounting of the disclosures made pursuant to all=20
routines uses. Disclosing the fact that national security, law=20
enforcement or intelligence agencies have sought particular records may=20
affect ongoing national security, law enforcement, or intelligence=20
activity. As such, pursuant to 5 U.S.C. 552a(j)(2), DHS will claim=20
exemption from subsections (c)(3), (e)(8), and (g) of the Privacy Act=20
of 1974, as amended, as necessary and appropriate to protect this=20
information. In addition, because the system may contain information or=20
records about the unauthorized use of intellectual property rights and=20
disclosure of that information could impede law enforcement=20
investigations, DHS will claim, pursuant to 5 U.S.C. 552a(k)(2),=20
exemption from subsections (c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H),=20
(e)(4)(I), and (f) of the Privacy Act of 1974, as necessary and=20
appropriate to protect this information.

    Dated: December 12, 2012.
Jonathan R. Cantor,
Acting Chief Privacy Officer, Department of Homeland Security.
[FR Doc. 2013-00603 Filed 1-14-13; 8:45 am]
BILLING CODE 9110-06-P


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