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Page > Executive
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e-CFR
Data is current as of May 23, 2011

Title 12:
Banks and Banking
PART 584—SAVINGS AND LOAN HOLDING COMPANIES

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§ 584.1   Registration, examination and
reports.

(a) Filing of registration statement and other reports —(1)
Filing of registration statement. Not later than 90 days after
becoming a savings and loan holding company, each savings and loan holding
company shall register with the OTS by filing a registration statement
H–(b)10.

(2) Filing of annual/current reports. Each registered savings
and loan holding company, including subsidiary savings and loan holding
companies, shall file an annual/current report H–(b)11, except that such
report need not be filed by a savings and loan holding company that is a
trust (other than a business trust), secured creditor, or corporate
trustee. The H–(b)11 report must be filed no later than 90 days after the
close of the fiscal year. Quarterly filings must also be submitted on the
H–(b)11 report within 45 days of the end of each quarter (except for the
fourth quarter of the holding company's fiscal year) and should describe
any material changes from the most recently filed H–(b)11 report or should
indicate that no such changes have occurred. However, if material changes
have occurred during the fourth quarter with respect to certain items
described in the form instructions, an H–(b)11 report for such quarter
must be filed within 45 days of the end of such quarter.

(3) General. Registration statements and annual/current reports
are to be filed with the OTS in accordance with the instructions contained
in each form. In addition, multiple savings and loan holding companies
must file conformed copies with any area office that has supervisory
authority over a subsidiary savings association. Copies of the forms to be
used in submitting registration statements or annual/current reports may
be obtained from any Regional Director, or designee.

(b) Date of registration. The date of registration of a savings
and loan holding company shall be the date on which its registration
statement is received by the Regional Director.

(c) Extension of time for registration. For timely and good
cause shown, the Office may extend the time within which a savings and
loan holding company shall register.

(d) Release from registration. The Office may at any time, upon
its own motion or upon application, release a registered savings and loan
holding company from any registration theretofore made by such company, if
the Office shall determine that such company no longer has control of any
savings association.

(e) Reports. Each savings and loan holding company and each
subsidiary thereof, other than a savings association, shall file with the
OTS such reports as may be required by the OTS. Such reports shall be made
under oath or otherwise, and shall be in such form and for such periods,
as the OTS may prescribe. Each report shall contain information concerning
the operations of such savings and loan holding company and its
subsidiaries as the OTS may require.

(f) Books and records. Each savings and loan holding company
shall maintain such books and records as may be prescribed by the
Office.

(g) Examinations. Each savings and loan holding company and each
subsidiary thereof shall be subject to such examinations as the Office may
prescribe. The cost of such examinations (other than examinations of
savings associations) shall be assessed against and paid by such holding
company. Examination and other reports may be furnished by the Office to
the appropriate State supervisory authority. The Office shall, to the
extent deemed feasible, use for the purposes of this section reports filed
with or examinations made by other Federal agencies or the appropriate
State supervisory authority.

(h) Appointment of agent. The Office may require any savings and
loan holding company, or persons connected therewith if it is not a
corporation, to execute and file a prescribed form of irrevocable
appointment of agent for service of process.

[54 FR 49708, Nov. 30, 1989, as amended at 55 FR 13517, Apr. 11, 1990;
57 FR 35458, Aug. 10, 1992; 60 FR 66720, Dec. 26, 1995]

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