Information Collection

Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)

IC 35177 under ICR 200207-3235-013 · OMB 3235-0469.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 952	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 75 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	250,000	244,000	6,000
Annual IC Time Burden (Hours)	4,760	-2,740	7,500
Annual IC Cost Burden (Dollars)	3,300,000	-1,900,000	5,200,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.