Information Collection

Rule 17a-5(c); Customer Financial Statements for Brokers and Dealers

IC 34550 under ICR 200108-3235-003 · OMB 3235-0199.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Rule 17a-5(c); Customer Financial Statements for Brokers and Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 659	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	195,200,000	89,200,000	106,000,000
Annual IC Time Burden (Hours)	542,222	247,778	294,444
Annual IC Cost Burden (Dollars)	19,520,000	8,920,000	10,600,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.