Information Collection

Records to be Preserved by Certain Exchange Members, Brokers,

IC 42992 under ICR 199712-3235-016 · OMB 3235-0279.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Records to be Preserved by Certain Exchange Members, Brokers,	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,506	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8,506	-4,999	5,005	8,500
Annual IC Time Burden (Hours)	2,127,185	-49,990	50,050	2,127,125
Annual IC Cost Burden (Dollars)	42,542,000	0	0	42,542,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.