Information Collection

Rule 270.17a-7 Under The Investment Company Act Of 1940, Exemption Of Certain Purchases Or Sale Transactions Between An Investment Co. & Certain Affiliated Persons Thereof

IC 158965 under ICR 199102-3235-013 · OMB 3235-0214.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0214 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	RULE 270.17A-7 UNDER THE INVESTMENT COMPANY ACT OF 1940, EXEMPTION OF CERTAIN PURCHASES OR SALE TRANSACTIONS BETWEEN AN INVESTMENT CO. & CERTAIN AFFILIATED PERSONS THEREOF	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	500	500
Annual IC Time Burden (Hours)	500	500
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.