Information Collection

Records To Be Made By Certain Exchange Members, Brokers And Dealers. Rule 17a-3 (17 Cfr 240.17a-3)

IC 158000 under ICR 198609-3235-005 · OMB 3235-0033.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	RECORDS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS AND DEALERS. RULE 17A-3 (17 CFR 240.17A-3)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO. FOR	No	No
Form	17 CFR	No	No
Form	240.17A-3	No	No
Form	RULE 17A-3	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	6,000	6,000
Annual IC Time Burden (Hours)	1,494,000	1,494,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.