Information Collection

Customer Statements Under Securities Exchange Act Of 1934 (17 Cfr 240.17a-5(c))

IC 158883 under ICR 198508-3235-003 · OMB 3235-0199.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0199 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	CUSTOMER STATEMENTS UNDER SECURITIES EXCHANGE ACT OF 1934 (17 CFR 240.17A-5(C))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO.	No	No
Form	FOR 17 CFR	No	No
Form	240.17A	No	No
Form	5(C)	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,500	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	3,000,000	3,000,000
Annual IC Time Burden (Hours)	50,000	50,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.